Nelly Kouambou

Oversaw the regional Compliance Management System (CMS), covering key risk areas: anti-corruption, antitrust, fraud prevention, anti discrimination, conflicts of interest, anti-money laundering (AML), and human rights. Executed compliance controls (i.e. market abuse monitoring, payment screening, sanctions screening) as part of the second line of defense Support to senior management in rolling out compliance-related policies; managed policy adoption and approval processes with works councils in coordination with HR. Drafted recommendations intended for the front business activities. Conducted internal investigations into alleged compliance violations using digital tools and standard methodologies.

Established controls cartography in adherence with RCSA and Group guidelines on risk management and SCI. Reviewed policies, coordinating feedback on Group policy updates. Executed compliance controls (i.e. market abuse monitoring, payment screening, sanctions screening) as part of the second line of defense. Prepare and consolidate compliance reports, including subsidiaries reporting, for monthly and quarterly submissions to senior management. Carried out compliance risk assessments and perform live compliance monitoring. Designed and implemented compliance and anti-fraud management systems. Conducted financial crime investigations and preparing money laundering reports. Performed thorough screening and background checks on potential clients to identify adverse media, sanctions, or politically exposed persons (PEPs), in line with regulatory requirements.

Developed KPIs and KRIs based on the controls performed.

Designed and oversaw the compliance training framework.

Monitored risk and fraud events; conducted analyses, drafted internal reports and improvement recommendations. Reviewed and assessed existing client KYC documentation and ensure full compliance with internal standards and regulatory requirements. Designed and implemented compliance and anti-fraud management systems. Analyzed suspected money laundering activities. Prepared suspicious activity reports (SARs) for submission to TRACFIN. Reviewed and validated SARs before submission to TRACFIN. Developed and implemented guidelines, codes and anti-fraud / compliance communication strategies. Assisted with regulatory compliance training and awareness initiatives across the company.

Prepared KPIs and KRIs based on the controls performed.