GAAbout Giles
Diplômé de Sciences Po Paris, j’ai dix ans d’expérience en conformité et gestion des risques pour les activités de la banque d’investissement, global markets et asset management.
J’ai travaillé au sein d’institutions financières sur des projets de transformation digitale, de conduite de changement et d’amélioration de la performance, en développant à la fois une connaissance technique des produits de marchés et une expertise sur des enjeux liés à l’intégrité des marchés, tels que les abus de marché et fraude, la gestion des conflits d’intérêts, et la protection des investisseurs et sur des enjeux liés à la sécurité financière comme la lutte anti-blanchiment et la connaissance de la clientèle. J'ai également conseillé les équipes opérationnelles sur les réglementations suivantes : MiFID, EMIR, MAR, AIFMD, directives AML, RGPD, Sapin II....)
De plus, ces compétences techniques ont été validées par l’obtention de deux certifications mondialement reconnues dans notre industrie : Global Financial Compliance du CISI (Chartered Institute for securities and investments) sur le périmètre des marchés financiers et le CAMS (Certified anti money laundering specialist) sur le périmètre de la sécurité financière.
French
Native or bilingual
English
Native or bilingual
Can work on-site
Paris (up to 50km)
Experience
- Société Générale – Wholesale BankingSenior Compliance Officer – Wholesale BankingBANKING AND INSURANCEFebruary 2024 - February 2025 (1 year)Paris, France• • Provided day-to-day support to operational team on regulatory requirements related to market integrity and financial security (KYC, AML, ABC and sanctions).• • Review of KYC files for the highest-risk customers during customer onboarding and periodic reviews (Customer Due Diligence and Enhanced Due Diligence, suspicious transactions)• • Contributed to the day-to-day follow-up of the regulatory watch• • Oversaw the financial crime framework within the EMEA, APAC and AMER regions• • Supervised the KYC process optimization and application of group standards• • Performed, reviewed and updated compliance policies and procedures (KYC, AML, ABC and sanctions)• • Prepared the decision committee in charge of evaluating and giving an opinion on the transactions of the highest risk clients (collecting documentation from compliance officers, sending out invitations and drafting minutes)• • Prepared and presented compliance reports to senior management
- Julhiet Sterwen – Financial Services ConsultingRisk and Compliance Manager – Banking and Capital MarketsMarch 2023 - June 2023 (3 months)Paris, France- Project management for digital transformation- Process optimisation and redesign and regulatory review- Designed of internal controls and compliance systems
- 99 Advisory – Financial Services ConsultingRisk and Compliance Manager – Banking and Capital MarketsOctober 2021 - September 2022 (11 months)Paris, France• • Review and implementation of anti-money laundering and anti-terrorist financing (AML) programs• • Supported in strengthening the internal controls (assessment of sanctions and embargoes, updating of procedures and implementation of financial security training programs)• • Assessment of compliance systems for banking and global markets activities including alert processing; effectiveness of AML/CFT processes and definition of transaction monitoring scenarios and internal controls Market integrity• • Provided day-to-day support to DCM and ECM teams on issues related to transactions, financial security (KYC, AML, ABC and sanctions), market integrity (MiFID, MAD/MAR, EMIR), internal procedures, code of conduct and best practices• • Contributed to develop and update the risk mapping and assessed the non-compliance risks
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Education
- Certified Anti-Money Laundering Specialist (CAMS) CISI* DiplomaCertified Anti-Money Laundering Specialist (CAMS) CISI* Diploma
- Master in finance and strategySciences Po Paris2014financial modeling, financial markets, legal aspects of mergers and acquisitions, corporate finance and accounting