Edouard Brumpt

Professional break Jan 2024 - Jul 2024

Vocational training - France & Netherlands

French Professional baccalaureate in viticulture and winemaking

Compliance – Markets Surveillance

• Compliance Officer Cash and Derivatives Markets - Post trade Specialist

• Business Analyst on MCT, Market Compliance Tool, in-house system competitor of SMARTS design by the NASDAQ

• Creation of new Alerts/Dark project

• Day-to-day review of the open alerts. The work is divided between post trade analysts in Amsterdam and Paris to survey the stock exchanges of France, Belgium, Netherlands, Lisbon, and Ireland, Norway and Italy have their own teams.

• Reports (STOR, Suspicious Transaction and Order Report) drawn up and sent to regulatory authorities (AFM, AMF, etc.) when insider dealing, or market manipulation are detected.

• Information request sent to Clients of Euronext to get information about a transaction Cash or Derivatives submitted throw their membership. Very often, it is about knowing the UBO, the Ultimate Beneficial Owner of the trade

• Resolution of bugs (>70 bugs) in Market Compliance Tool with the development team in Porto. The majority of the cases concern MCT's Replay and Spread functions, as well as market abuse regulatory alerts

• Maintenance / Improvement/ Redesign in MCT of existing Cash alerts: Momentum Ignition, Front running, Layering, Anomaly Indicators

• Restoration of all Derivative Alerts with their Replay and Spread analysis functions

• Member Position Commodities: Alignment of so-called SPOT options with the correct underlying SPOT future of the month (futures on Rapeseed, Corn, and Milling Wheat - Blé de Meunerie) and correction of the reports destinated to verify the commodity derivatives position of Euronext members with the Clearer

• Dark project: adaptation of the Alerts and analysis functions to this new type of orders and maintaining the distinction for aggressive Buy or Sell Dark orders

warehouses Department

• Senior Finance & Risk Data Analyst – Front to Back to Risk Programme

• MUREX Business Analyst - End user testing

• Integration projects for foreign subsidiaries in Chile, India, China, NY, CANADA, UK, Brazil and for Netherlands: migration of books of Cash and Derivatives trades from existing systems to Murex (FX: FX Spot, FX Forward, FX Swap; Money Market: Loan and Deposit, FRA, CF; Derivatives: IRS, Cross Currency Swap, Cap/Floor, Listed Asian option…; Futures: FX, IR, Commodity Futures…) or to Flexcube(Facility).

• Monitoring consistency between CFO database (GFS SPOT Data Mart for Finance &Risk) before and after migration toward the target system especially for the tables Instruments, Trade Leg Schedules, Interest Rates, and Cash Flows. Data analysis was mainly done via SQL, Knime Analytics, and Murex. We used functional & technical specifications, system interface documentation and ETLS-documentation.

• No Fixed Interest Rate products (New entity in the central WRR Datawarehouse) - Purpose: To store financial data of the trades (Cap, Floor, Implicit Floor, Weighting factor, Lookback Days…) to trace the IR reported for the floating interest legs of transactions. Analysis of rules to add or remove in the Data Quality Dashboard.

• Singapore liquidity: Selection of financial and non-financial attributes according to the scope of products. Creation of specific controls for the completeness and accuracy of the records before writing them to the SPOT data warehouse

• Coaching of junior team members, coaching in market finance of medior team members