Description

Senior Compliance Officer, 20 ans d'expérience en banque d'investissement (CA CIB, BNP Paribas, SG CIB, HSBC). Spécialiste trade surveillance multi-actifs (100+ modèles actifs), conduct risk et remédiation réglementaire MAR/MiFID II/FX Global Code.

Expérience terrain unique sur 9 pays EMEA et Afrique (BNP Paribas IRB) : cartographie des risques front-to-back, déploiement de plans de contrôle sur sites locaux, formation des équipes front office.

Interviens en télétravail sur des missions de cadrage, audit, remédiation ou build compliance — pour des banques, fintechs ou régulateurs francophones.

Languages

French
Native or bilingual
English
Native or bilingual
Spanish
Conversational

Workplace preferences

Remote only

Primarily works remotely

Crédit Agricole CIB
Compliance Officer – Communication & Trade Surveillance
BANKING AND INSURANCE
March 2023 - Today (3 years and 3 months)
Montrouge, France
• - Undertake communication monitoring using Voice and E-Communication surveillance tools to a high standard.
• - Carry out general trade surveillance tasks including the review and analysis of alerts, referrals and escalations.
• - Review all generated daily alerts in a timely fashion and within service level standards.
• - Continuously calibrate and manage surveillance models across all asset classes: Market Integrity, Front Running, Wash Trading, Spoofing, Restricted Lists, Cap & Floor, and more (100+ models).
• - Identify and escalate potential instances of Market Abuse, Financial Crime, Operational Risk and other market integrity issues to relevant management and regulators (STOR)
✓ MAR – Market Abuse Detection & Prevention Marchés financiers ✓ Trade & Communications Surveillance (100+ models) Risk control self assessment risk conduct
CACIB
Project Manager – FX E-trading Remediation (Governance & Roadmap)
October 2022 - March 2023 (5 months)
Paris, France
• - Upgraded the internal FX platform between Trading and Sales teams.
• - Defined business priorities, integrated IT constraints and delivered the 2023 roadmap.
• - Established an e-trading governance framework to coordinate two geographic regions, tracking performance metrics and ensuring alignment between Sales, Trading and IT stakeholders.
FX Sales and trading advisory code of conduct
BNP Paribas
Transformation Consultant – Group Regionalization Project
March 2022 - September 2022 (6 months)
Paris, France
• - Managed the rollout of a group-wide regionalization programme relocating 6,000 employees across 23 entities out of the Paris region.
• - Coordinated Real Estate, HR and IT functions. Built dashboards and KPIs, consolidated staffing plans, organized site visits and facilitated steering committees.